Oversight
Compliance
Consulting
"Your Vision,
Our Vigilance"
About us
Oversight Compliance Consulting Limited (OCC) is a regulatory compliance consulting business based in Hong Kong.
We provide comprehensive compliance advisory services, including corporate licensing applications, ongoing support, policy and procedure enhancement, regulatory inspection support and continuous professional training.
Our focus is offering compliance services to financial institutions licensed in Hong Kong and Singapore under the SFC, HKMA, Insurance Authority & MAS. We aim to assist financial institutions in obtaining licenses and providing compliance advisory services to financial institutions in the APAC region. The website will showcase our extensive background and experience in regulatory compliance.
Our Services
At OCC, we offer a wide range of services tailored to meet the compliance needs of financial institutions. From corporate licensing applications to ongoing compliance support, we are dedicated to ensuring that our clients meet the highest standards of regulatory requirements.
Compliance Advisory
Our Compliance Advisory services are designed to guide financial institutions through the complex regulatory landscape of Hong Kong and Singapore. We provide expert advice and support to help our clients navigate and fulfil their compliance obligations.
OCC has the ability to tailor the level of support for each client from providing ad-hoc compliance advice to providing a comprehensive monitoring program.
License Application Support
OCC provides assistance to companies who are seeking corporate licenses in Hong Kong and Singapore.
We can assist clients with identifying the appropriate license to apply for through to grant of license.
Mock & Live Inspection Support
OCC can conduct a health check of your compliance framework and operations by simulating a regulatory inspection. This will allow the team to identify any areas that require enhancement or remediation.
OCC are also available to assist you through a live inspection, review documentation
requested and advise you through the process on how to communicate with the regulator.
Risk Management
We provide tailored risk management solutions to help financial institutions identify, assess, and mitigate risks in compliance with the regulatory standards, promoting a culture of effective risk management and governance.
Compliance Training
Our Compliance Trainings are designed to equip professionals with the knowledge and skills necessary to navigate the intricacies of regulatory compliance, fostering a culture of compliance within the organisation.
Regulatory Reporting
We offer comprehensive support in regulatory reporting, ensuring accurate and timely submission of regulatory filing required by the SFC, HKMA, Insurance Authority & MAS, enabling our clients to meet their reporting obligations.